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NISM-Series-XII: Securities Markets Foundation Certification Exam Preparation Guide with 750+ Question Bank. Mastering the NISM Exams with Practice Test & Mock Test along with Detail ExplanationsThe securities market a dance floor, where fear and greed dance together as couple! - P. AnshuABOUT THIS MOCK TESTPrepare for success in the NISM-Series-XII: Securities Markets Foundation Certification Examination with our meticulously crafted question bank guide. This comprehensive resource is designed to enhance your understanding of key concepts and ensure thorough preparation for each chapter of the examination. NISM workbook Version: March 2022 used as reference to develop this mock test.Key Features:Special Extra Questions on Glossary of Financial TermsChapter-wise MCQs aligned with learning outcomes.In-depth coverage of key topics, including securities markets, asset allocation, primary and secondary markets, mutual funds, and derivatives marketsComprehensive Mock Test to simulate the real exam environment.Detailed explanations and rationale for each answer to enhance understanding.User-friendly format for easy navigation and efficient study sessionsThis Mock test is part of my Printed Version of Exam Prep Guide comes with 1500+ Question bank along with additional learning resources.BOOK NAME: NISM-Series-XII: Securities Markets Foundation Certification Exam Preparation Guide with 1500+ Question BankThis Exam preparation guide is available on all major eCom platforms like Amazon/Flipkart etc.NISM Test Objectives & Learning Outcomes Covered in this Mock Test1. UNDERSTANDING SECURITIES MARKETS AND PERFORMANCERegulators of Securities MarketsRole of Securities MarketsSecurities markets and the definition of securitiesSecurities Markets: Structure and ParticipantsTechnological advancements in the securities market2. SECURITIES: TYPES, FEATURES AND CONCEPTS OF ASSET ALLOCATION AND INVESTINGAsset Allocation and DiversificationBenefits and Risks of Investing in Debt SecuritiesCharacteristics and role of Commodities as an asset classCharacteristics and role of Debt securitiesCharacteristics and role of equity capitalChoice between Equity and Debt Financing for IssuersChoosing between Debt and Equity Investment AvenuesClassification of Debt InstrumentsCommonly Used Terms in Equity InvestingDebt Investing ProcessDerivativesDifferent types of equity and debt securities and its featuresEquity ResearchFeatures of Debt InstrumentsForeign Currency Convertible Bonds (FCCBs)Government SecuritiesHybrid InstrumentsTypes and structures of Debt instrumentsTypes of Equity CapitalUnderstanding the factors underlying the investment processVarious aspects of investing in Debt securitiesVarious aspects of investing in Equity3. PRIMARY MARKETSBasis of AllotmentConstituents in a Public IssueFunctions of the Primary MarketMeaning of Primary markets and its functionsPrimary Vs Secondary MarketsProspectusPublic issue process for debt securitiesQualified Institutions PlacementRegulations pertaining to Public Issue of SharesRegulatory requirements for a Public Issue of Debt SecuritiesTypes of IssuesTypes of Public Issue of Equity Shares4. SECONDARY MARKETS3-in-1 AccountBlock deals and Bulk dealsBrokers and Client AcquisitionClearing and Settlement of TradesClearing CorporationContract NoteCorporate ActionsElectronic Trading and Order ExecutionMargins and cross-marginingMarket Information and RegulationMarket Structure and ParticipantsOrdersReading Market PricesRights, Obligations and Grievance RedressalRisk Management SystemsRole, function, market structure and participantsSecondary market trading and reporting for debt securitiesSTT ratesTrading and settlement processTypes of secondary markets for different securities5. MUTUAL FUNDSDistributor Commission & Transaction chargesInvestment approaches ? active and passiveMeaning and Description of a Mutual FundProcesses for Investing in Mutual FundsPurchase TransactionsReading Mutual Fund InformationRedemptionsRegulation of Mutual FundsSolution Oriented SchemesTerms and Concepts Related to Mutual FundsTypes of Closed ended Mutual Fund SchemesTypes of Debt SchemesTypes of Hybrid SchemesTypes of Open-ended Mutual Fund Products6. DERIVATIVES MARKETSApplication of Derivatives Products in Risk ManagementDerivativesMarket IndicatorsRisk Management in Derivative MarketsStructure of Derivative MarketsStructuring a Derivative ProductTrading and Settlement Process: Equity Futures and OptionsTypes of Derivative ProductsUnderlying concepts in Derivatives7. Special Questions on Glossary of Financial Terms

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