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NISM-Series-IX: Merchant Banking Exam Preparation Mock Test with 1500 Question Bank Correct Answer & Detail ExplanationsABOUT THIS MOCK TEST:Supercharge Your Preparation for the NISM-Series-IX: Merchant Banking Exam! Are you ready to ace your NISM-Series-IX: Merchant Banking Certification Examination with flying colors? Look no further! Our meticulously crafted Online Mock Test is here to empower your journey towards success.Comprehensive Coverage: Our mock test rigorously covers all the Test Objectives & Learning Outcomes outlined by NISM, ensuring you're fully equipped for the exam.Detailed Explanations: Each question in our mock test is accompanied by correct answers and detailed explanations. Understand the concepts thoroughly and enhance retention through comprehensive explanations.Chapter-Based Questions: Easily recall relevant concepts with questions categorized by chapter numbers. Instantly identify and reinforce your understanding of key areas related to each chapter.Strengthen Weak Areas: At the end of each mock test, we provide insights into the Knowledge areas from which the questions were derived. Identify weak areas and focus your efforts on strengthening them for optimal performance.Unlock Your Potential: Empower yourself with the knowledge and confidence needed to excel in the Merchant Banking. Our mock test is your pathway to success!Boost Your Confidence: Practice with confidence knowing you're familiar with the legal framework, operational mechanisms, and technology implementations relevant to the Merchant Banking Operations landscape.Don't let this opportunity slip away. Invest in your future success now and embark on your journey towards becoming a certified Merchant Banking professional. Unlock your potential with our Online Mock Test!Special Note: Time to time we keep running various discount offer for our online mock test. Please visit Author's Website to check if any special discount code or fixed price discount code for this month.GurukulOnRoad - Empowering Aspirants, Transforming Futures.NOTE: This Mock Test is part of our printed book with 2200+ Question Bank along with additional learning resources, available on all leading eCom platforms. Visit Author's website for more information.BOOK NAME: NISM-Series-IX: Merchant Banking Exam Preparation Guide with 2200+ Question Bank.KNOWLEDGE AREA, TEST OBJECTIVES & LEARNING OUTCOMES COVERED IN THIS MOCK TESTNISM Workbook Version: May 2023 used as reference to develop this Mock Test1. Introduction to Capital MarketParticipants in Indian Securities MarketProducts in Indian Securities MarketRegulators in Indian Securities MarketRole of Investment Banker in Private EquityStructure of the capital market2. Introduction to the Merchant BankingConcept and evolution of merchant bankingCore Regulation Delisting of Equity Shares Regulations, 2021Core Regulation Prohibition of Insider Trading Regulations, 2015Core Regulation SCRR, 1957Core Regulation SEBI (Buy-Back of Securities) Regulations, 2018Core Regulation SEBI Act, 1992Core Regulation SEBI LODR Regulations 2015Core Regulation SEBI MB Regulation 1992 & SEBI ICDR Regulation 2018Core Regulation SEBI SAST Regulations, 2011Merchant Banking in the International ScenarioSupport Regulation AIF Regulations, 2012Support Regulation CAPSM Regulations, 2007Support Regulation Companies Act, 2013Support Regulation Competition Act, 2002Support Regulation Depositories Act, 1996 & SEBI DP Regulations, 2018Support Regulation FEMA 1999Support Regulation Foreign Portfolio Investors Regulations, 2019Support Regulation Investment Adviser Regulations, 2013Support Regulation PMLA 2002Support Regulation Research Analyst Regulations, 2014Support Regulation SEBI (Bankers to an Issue) Regulations, 1994Support Regulation SEBI (Intermediaries) Regulations, 2008 & SBEBSE Regulations, 2021Support Regulation SEBI ILNCS Regulations, 2021Support Regulation SEBI InvIT Regulations, 2014Support Regulation SEBI REIT Regulations, 2014Support Regulation SEBI RTA Regulations, 19933. Registration, Code of Conduct & General Obligations of Merchant Bankers in IndiaBecoming a merchant bankerCode of Conduct for Merchant BankersEligibility Criteria of MBGeneral obligations and Responsibilities of MBRedressal of Investor Grievances and SCORESRegistration, Renewal Fees & Validity of MB4. Issue Management - Important TermsVarious terms related to Offering5. Issue Management - Process and UnderwritingAllotment, Refund and Payment of InterestDraft Offer Document and offer document to be made publicDue Diligence and Preparation of Offer DocumentFiling of Offer DocumentFURTHER PUBLIC OFFERIPOIssuance Conditions and ProceduresIssue ManagementListing Approvals from Stock ExchangeObligation of stock exchange(s) relating to in-principle approval as underObligations Relating to IssuesOpening, Closing and Listing of an issuePost Issue Functions, Reporting and CompliancePreparation of Offer DocumentPricing of IssueUnderwriting6. Issue Management - General Obligations of Merchant Bankers and Due DiligenceDisclosures relating to Group Companies & LitigationsGeneral Information Document (GID)General Obligations of MBIdentification of Promoters and Promoters GroupIndian Depository ReceiptsLock-in of Specified SecuritiesPricingPricing and Restrictions on AllotmentQualified Institutional PlacementReservation in IPO'sRights issue7. Other Merchant Banking Activities - Mergers, Acquisitions & TakeoversMergers, Acquisitions & TakeoversRole of MB in Mergers, Acquisitions & TakeoversSEBI SAST Regulation 20118. Other Merchant Banking Activities - Disinvestment, Buyback of Equity SharesDisinvestmentObligation of MB under Issue and Listing of Debt SecuritiesObligations of Merchant Banker in Buy back of Equity SharesRol of MB in in Delisting of SharesRol of MB in in Issue and Listing of Debt SecuritiesRole of MB in Share Based Employee Benefits & cases where exit opportunity is required to be given to dissenting hareholdersRole of MB in SMERole of Merchant Banker in Buy back of Equity Shares

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